COMPLIANCE ANALYST, SENIOR ASSOCIATE
New York Life Insurance Company (New York Life or the company) is the largest mutual life insurance company in the United States .
Founded in 1845, New York Life is headquartered in New York City, maintains offices in all fifty states, and owns Seguros Monterrey New York Life in Mexico.
New York Life is one of the most financially strong and highly capitalized insurers in the business.
The company reported 2015 operating earnings of $1.
875 billion.
Total assets under management at year end 2015, with affiliates, totaled $528 billion.
New York Life holds the highest possible financial strength ratings currently awarded to any life insurer from all four of the major ratings agencies:
A.
M.
Best, A++; Fitch AAA; Moody's Aaa; Standard & Poor's AA+.
(Source:
Individual Third Party Ratings Report as of 8/11/15).
Financial strength, integrity and humanity-the values upon which New York Life was founded-have guided the company's decisions and actions for over 170 years.
The position will be housed in the Long Island General Office General Profile :
Assist Managing Partner in Agent Supervision Complete Unannounced Annual Reviews Review incoming correspondence and handle red flags as appropriate Review outgoing correspondence Conduct Firm Element and Registered Representative Training Maintain Sales Material Review Procedures Train agents on proper file procedures Handle complaints Follow-up and track compliance and supervision operations Handle/maintain registered products sales materials and prospectuses Prepare for General Office Reviews
Qualifications:
Bachelors Degree Minimum 2 years of industry experience Comprehensive knowledge of registered and nonregistered products Must have SERIES 7 & SERIES 24 Preferred Series 51 or 53 Series 65, 66 or ChFC (or obtain within 6 months) Excellent communication skills (written and verbal) Fluency in Mandarin is a plus Strong analytical skills required Must be a self-starter, result oriented, a team player and be able to prioritize responsibilities SF:
LI-MC1 SF:
EF-MC1 EOE M/F/D/V If you have difficulty using or interacting with any portions of this Web site due to incompatibility with an Assistive Technology, if you need the information in an alternative format, or if you have suggestions on how we can make this site more accessible, please contact us at:
576-5811.
Based on revenue as reported by Fortune 500, Ranked within Industries, Insurance:
Life, Health (Mutual), Fortune Magazine, June 15, 2015.
See for methodology.
1.
Operating earnings is the key measure use by management to track Company's profitability from ongoing operations and underlying profitability of the business.
This indicator is based on generally accepted accounting principles in the US(GAAP), with certain adjustments Company believes to be appropriate as a measurement approach ( non GAAP), primarily the removal of gains or losses on investments and related adjustments.
2.
Assets under management represent Consolidated Domestic and International insurance Company Statutory assets (cash and invested assets and separate account assets) and third party assets principally managed by New York Life Investment management Holdings LLC, a wholly owned subsidiary of New York Life Insurance Company.
COMPLIANCE ANALYST, SENIOR ASSOCIATE.
Estimated Salary: $20 to $28 per hour based on qualifications.
Founded in 1845, New York Life is headquartered in New York City, maintains offices in all fifty states, and owns Seguros Monterrey New York Life in Mexico.
New York Life is one of the most financially strong and highly capitalized insurers in the business.
The company reported 2015 operating earnings of $1.
875 billion.
Total assets under management at year end 2015, with affiliates, totaled $528 billion.
New York Life holds the highest possible financial strength ratings currently awarded to any life insurer from all four of the major ratings agencies:
A.
M.
Best, A++; Fitch AAA; Moody's Aaa; Standard & Poor's AA+.
(Source:
Individual Third Party Ratings Report as of 8/11/15).
Financial strength, integrity and humanity-the values upon which New York Life was founded-have guided the company's decisions and actions for over 170 years.
The position will be housed in the Long Island General Office General Profile :
Assist Managing Partner in Agent Supervision Complete Unannounced Annual Reviews Review incoming correspondence and handle red flags as appropriate Review outgoing correspondence Conduct Firm Element and Registered Representative Training Maintain Sales Material Review Procedures Train agents on proper file procedures Handle complaints Follow-up and track compliance and supervision operations Handle/maintain registered products sales materials and prospectuses Prepare for General Office Reviews
Qualifications:
Bachelors Degree Minimum 2 years of industry experience Comprehensive knowledge of registered and nonregistered products Must have SERIES 7 & SERIES 24 Preferred Series 51 or 53 Series 65, 66 or ChFC (or obtain within 6 months) Excellent communication skills (written and verbal) Fluency in Mandarin is a plus Strong analytical skills required Must be a self-starter, result oriented, a team player and be able to prioritize responsibilities SF:
LI-MC1 SF:
EF-MC1 EOE M/F/D/V If you have difficulty using or interacting with any portions of this Web site due to incompatibility with an Assistive Technology, if you need the information in an alternative format, or if you have suggestions on how we can make this site more accessible, please contact us at:
576-5811.
Based on revenue as reported by Fortune 500, Ranked within Industries, Insurance:
Life, Health (Mutual), Fortune Magazine, June 15, 2015.
See for methodology.
1.
Operating earnings is the key measure use by management to track Company's profitability from ongoing operations and underlying profitability of the business.
This indicator is based on generally accepted accounting principles in the US(GAAP), with certain adjustments Company believes to be appropriate as a measurement approach ( non GAAP), primarily the removal of gains or losses on investments and related adjustments.
2.
Assets under management represent Consolidated Domestic and International insurance Company Statutory assets (cash and invested assets and separate account assets) and third party assets principally managed by New York Life Investment management Holdings LLC, a wholly owned subsidiary of New York Life Insurance Company.
COMPLIANCE ANALYST, SENIOR ASSOCIATE.
Estimated Salary: $20 to $28 per hour based on qualifications.
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